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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
249 E. Ocean Blvd Suite 712, Long Beach, CA 90802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Irvine | CA | 05/2018 | 12/2022 |
| World Financial Group, Inc. | Irvine | CA | 08/2017 | 12/2022 |
| Keystone Enterprises Llc | Ontario | CA | 11/2013 | 07/2017 |
| Pruco Securities Llc | Orange | CA | 11/2022 | 11/2024 |
| The Prudential Insurance Company Of America | Orange | CA | 01/2023 | Present |
| Lpl Enterprise, Llc | Orange | CA | 11/2024 | Present |
1) 08/26/2024- Non-sponsored Carrier Appointments- Non-Variable Insurance Commission Trails- Non-sponsored Carrier Appointments- INV Related- Orange, CA- Start Date 01/01/2018- 0hrs/mth- 0hrs during trading 2) 08/26/2024- Designest Services LLC- Real Estate Rental- Real Estate Development Rental and Leasing, 1026 N Turner Ave #224, Ontario CA 91764- Start Date 05/01/2016- 5hrs/mth- 0hrs during trading 3) 11/14/2024-Health Insurance Appointments-Non-Variable Insurance-Inv Related--At Rancho Cucamonga-Start date 01/01/2019-2hrs/mth-0hrs/mth during trading 4) 02/19/2025-Takwealth-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/11/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-29 |
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