Kenneth L Richardson

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2016-11-15

RI RA
APPROVED

Since 2016-11-15

Branch Locations

1000 Chapel View Blvd Suite# 200, Cranston, RI 02920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kenneth L Richardson Jr Cpa, Inc	Cranston	RI	05/1989	Present
Lincoln Financial Advisors Corp	Cranston	RI	11/2009	10/2016
Lpl Financial Llc	Cranston	RI	11/2016	Present
Integrated Wealth Concepts Llc	Cranston	RI	11/2016	Present

05/1989 → Present

Kenneth L Richardson Jr Cpa, Inc

Cranston, RI
11/2009 → 10/2016

Lincoln Financial Advisors Corp

Cranston, RI
11/2016 → Present

Lpl Financial Llc

Cranston, RI
11/2016 → Present

Integrated Wealth Concepts Llc

Cranston, RI

Previous Registrations

2013-02-14 → 2016-11-09

Osaic Fa, Inc.

Cranston, RI

Cranston, RI

Glastonbury, CT

Cranston, RI

Waltham, MA

Other Businesses

1)11/4/16-Kenneth L. Richardson, Jr. CPA Inc.- President- Inv. Related- Warwick, RI- start date 1/1/1991- 100% 2)11/14/16- The Journey to Hope, Health, & Healing-President- Inv. Related- Warwick, RI- start date 11/1/2012 - 20% 3)11/4/16- Abacus LLC -Real Estate Rental- co-owner - Inv. Related- Warwick, RI - start date 6/1/2011- 1% 4)11/4/16-Integrated Financial Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Warwick, RI - 100% 5)11/4/16- Non-Variable Insurance- Inv. Related- Warwick, RI - 0% 6) 11/30/2016 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 11/30/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR.