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Cherie Stephanie Ramirez

Charles Schwab & Co., Inc.

Chicago, IL

CRD 5722618

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
IL RA APPROVED 2014-08-29
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • IL RA
    APPROVED
    Since 2014-08-29

Branch Locations

430 N Michigan Ave, Chicago, IL 60611-4011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 10/2009 Present
Charles Schwab Bank, Ssb Chicago IL 07/2012 Present
Td Ameritrade, Inc. Chicago IL 07/2022 06/2024
  • 10/2009 → Present
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 07/2012 → Present
    Charles Schwab Bank, Ssb
    Chicago, IL
  • 07/2022 → 06/2024
    Td Ameritrade, Inc.
    Chicago, IL
Previous Registrations
  • 2022-07-22 → 2022-10-14
    Td Ameritrade, Inc.
    Chicago, IL
    Schaumburg, IL
Other Businesses

MARV'S HANDYMAN SERVICES LLC | NOT INVESTMENT RELATED | PHOENIX, ARIZONA | START DATE 08/01/2017 | LLC MEMBER | RESIDENTIAL HANDYMAN/PLUMBING COMPANY | ASSIST WITH INVOICING AND ORGANIZATION | LESS THAN 20 HOURS PER MONTH | NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
S63 Uniform Securities Agent State Law Examination 2012-05-30
  • S66 Uniform Combined State Law Examination
    2014-08-29
  • S63 Uniform Securities Agent State Law Examination
    2012-05-30
Other Names
  • Cherie Stephanie Walker

View on SEC IAPD

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