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Adam John Rogalla

Transamerica Retirement Advisors, LLC

Oakdale, MN

CRD 5722496

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-12-16
  • MN RA
    APPROVED
    Since 2014-12-16

Branch Locations

Oakdale, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Management Saint Paul MN 09/2009 Present
Diversified Investors Securities Corp. St. Paul MN 01/2013 Present
  • 09/2009 → Present
    Transamerica Retirement Management
    Saint Paul, MN
  • 01/2013 → Present
    Diversified Investors Securities Corp.
    St. Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-16
  • S66 Uniform Combined State Law Examination
    2014-12-16
Other Names
  • Adam John Rogalla

View on SEC IAPD

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