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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2015-07-02
TX RA APPROVED_RES 2015-07-01
  • NE RA
    APPROVED
    Since 2015-07-02
  • TX RA
    APPROVED_RES
    Since 2015-07-01

Branch Locations

12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Omaha NE 07/2015 Present
City National Bank Omaha NE 07/2022 01/2025
Previous Registrations
  • 2011-11-01 → 2015-07-02
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2011-11-01 → 2015-07-02
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Other Businesses

NAME OF ENTITY: Heartland Women's Business Network ADDRESS: PO Box 414, Elkhorn, NE 68022 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 01.01.25 CAPACITY: Board of Directors DUTIES: Maintains member records, including expiration dates and special membership drives. Responds to inquiries about the benefits of joining; also responsible for sending new members network information packets in a timely manner and checking in and tracking members and guests. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-26
S63 Uniform Securities Agent State Law Examination 2009-11-13
  • S66 Uniform Combined State Law Examination
    2011-10-26
  • S63 Uniform Securities Agent State Law Examination
    2009-11-13
Other Names
  • Elizabeth H Rogers
  • Elizabeth A Hollister
  • Beth A Hollister
  • Elizabeth R Hollister
  • Beth H Rogers

View on SEC IAPD

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