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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-10-24
  • UT RA
    APPROVED
    Since 2022-10-24

Branch Locations

201 E 100 N, Payson, UT 84651 • United States

463 E 1000 N, Spanish Fork, UT 84660 • United States

560 N Main St, Springville, UT 84663 • United States

183 E 13800 S, Draper, UT 84020 • United States

5027 W 13400 S, Riverton, UT 84065 • United States

13717 S Redwood Rd, Riverton, UT 84065 • United States

11328 S Jordan Gateway Rd, South Jordan, UT 84095 • United States

5750 S Redwood Rd, Taylorsville, UT 84123 • United States

74 W Crossroads Blvd, Saratoga Springs, UT 84045 • United States

9383 South 700 East, Sandy, UT 84070 • United States

99 W 1280 N, Tooele, UT 84074 • United States

8955 S 700 E, Sandy, UT 84094 • United States

9383 South 700 East, Sandy, UT 84070 • United States

5027 W 13400 S, Herriman, UT 84096 • United States

13717 S Redwood Rd, Riverton, UT 84065 • United States

11328 S Jordan Gateway Rd, South Jordan, UT 84095 • United States

5750 South Redwood Road, Midvalley, UT 84123 • United States

1375 Foothill Dr, Salt Lake City, UT 84108 • United States

99 W 1280 N, Tooele, UT 84074 • United States

1220 E 3900 S Suite 2M, Salt Lake City, UT 84124 • United States

480 E 400 S, Salt Lake City, UT 84102 • United States

221 W Parrish Lane, Centerville, UT 84014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Security Service Fcu South Jordan UT 01/2015 01/2017
Utah Jive South Jordan UT 02/2012 Present
Raymond James Financial Services, Inc. South Jordan UT 11/2015 01/2017
Raymond James Financial Services Advisors Inc. South Jordan UT 11/2015 01/2017
Cuso Financial Services, Lp San Diego CA 01/2017 10/2022
Deseret First Credit Union Salt Lake City UT 01/2017 02/2021
Cyprus Financial And Insurance West Jordan UT 10/2022 Present
Lpl Financial Llc Draper UT 10/2022 Present
  • 01/2015 → 01/2017
    Security Service Fcu
    South Jordan, UT
  • 02/2012 → Present
    Utah Jive
    South Jordan, UT
  • 11/2015 → 01/2017
    Raymond James Financial Services, Inc.
    South Jordan, UT
  • 11/2015 → 01/2017
    South Jordan, UT
  • 01/2017 → 10/2022
    Cuso Financial Services, Lp
    San Diego, CA
  • 01/2017 → 02/2021
    Deseret First Credit Union
    Salt Lake City, UT
  • 10/2022 → Present
    Cyprus Financial And Insurance
    West Jordan, UT
  • 10/2022 → Present
    Draper, UT
Previous Registrations
Other Businesses

1) 10/19/2022 - Utah Jive - West Jordan UT - Not Investment Related - Computer support for photo booths and DJ for companies. 2) 10/19/2022 - Cyprus Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - at reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-25
  • S66 Uniform Combined State Law Examination
    2009-11-25
Other Names
  • Nicholas Larsen
  • Nick Larsen

View on SEC IAPD

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