Inactive

Patrick M Grooms

Westwind Capital

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Current Employers

Westwind Capital

1800 S. Telshor, Las Cruces, NM 88011 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-19
NM	RA	APPROVED	2016-08-31

TX RA
APPROVED_RES

Since 2021-11-19
NM RA
APPROVED

Since 2016-08-31

Branch Locations

1800 S. Telshor, Las Cruces, NM 88011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spence Asset Management	Las Cruces	NM	08/2016	01/2024
Westwind Capital	Las Cruces	NM	01/2024	Present

08/2016 → 01/2024

Spence Asset Management

Las Cruces, NM
01/2024 → Present

Westwind Capital

Las Cruces, NM

Previous Registrations

2013-01-07 → 2016-08-30

U.S. Bancorp Investments, Inc.

Las Cruces, NM

Las Cruces, NM

Las Cruces, NM

Portales, NM

Clovis, NM
2009-12-03 → 2013-01-04

Edward Jones

St Louis, MO

Las Cruces, NM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-25

S66 Uniform Combined State Law Examination

2009-11-25

Designations

View on SEC IAPD

More in Las Cruces, NM

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