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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2015-11-02
  • KY RA
    APPROVED
    Since 2015-11-02

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

138 E. Reynolds Rd. Suite 201, Lexington, KY 40517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Lexington KY 11/2015 Present
Previous Registrations
  • 2009-11-30 → 2015-10-29
    St Louis, MO
    Nicholasville, KY
    Nicholasville, KY
Other Businesses

1. Women Empowering Business Inc., Christian Women's Business Networking Group., Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs. 2. JQ Financial Solutions, LLC. 138 E Reynolds Rd Ste 201 Lexington, KY 40517. CPA, Owner, Non-investment related, 11-20% time spent on activity during securities hrs. 3. J2Q Properties, LLC, since 1/31/2022, 141 Logan Ln, Nicholasville, Kentucky, 40356. Officer, Non-investment related, 1-10% time spent on activity during non-securities hrs. 4. NAWBO Kentucky, since 7/2025, Board Member, Non-profit, Non-investment related, 1-10% time spent on activity during securities hrs. 5. Lane of Roses, sincfe 6/22/2026, Board Member, Director, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-25
  • S66 Uniform Combined State Law Examination
    2009-11-25
Other Names
  • Jennifer Nicole Potter
  • Jennifer Nicole Potter-Quillen
  • Jennifer Quillen
  • Jennifer Nicole Quillen

View on SEC IAPD

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