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Connie Picardi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-28
TX RA APPROVED 2022-07-21
  • NY RA
    APPROVED
    Since 2022-07-28
  • TX RA
    APPROVED
    Since 2022-07-21

Branch Locations

69 State St, Albany, NY 12207 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 02/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-07
  • S66 Uniform Combined State Law Examination
    2022-07-07
Other Names
  • Connie Picardi
  • Connie Cheung Picardi
  • Connie Cheung

View on SEC IAPD

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ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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