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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Montgomery | AL | 04/2011 | Present |
| New York Life Insurance Co | Montgomery | AL | 09/2009 | Present |
| Eagle Strategies Llc | Eufaula | AL | 06/2022 | Present |
[Mott Family Limited Partnership; Owner, Managing Partner; Commissions; General Partnership] [Mott Farms; Owner; Profit; Sole Proprietorship] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 630 East Broad Street Eufaula, Alabama 36027; Start Date 05/2016; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [201 Broad LLC; The LLC owns my office building.; 201 East Broad Street Eufaula, Al 36027; Start Date 01/2019; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-07 |
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