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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-05-23 |
Branch Locations
579 Main Street, Bolton, MA 01740 • United States
1441 Brickell Avenue Suite 1700, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Llc. | Miami | FL | 09/2012 | 03/2017 |
| J.P. Morgan Chase Bank, Na | Miami | FL | 11/2016 | 03/2017 |
| Bolton Global Capital | Bolton | MA | 04/2017 | Present |
| Bolton Global Asset Management | Bolton | MA | 04/2017 | Present |
1) Investment Advisor Representative with Bolton Global Asset Management, doing business as 'Aurora Partners', offering fee-based asset management and financial planning services. Investment related. Majority of time spent providing these services during trading hours and outside trading hours, approximately 160 hours per month. Conducted from branch location. Began September of 2017. Approved for providing advisory services on additional custody platform, JP Morgan. 2) Co-owner of Aurora Partners, LLC, entity created to operate securities and investment advisory businesses. Investment related and conducted from branch location. Less than 1 hour spent on activity during and outside business hours per month. Began upon association with current firm. 3) Manuel acts as an independent consultant to various Real Estate Brokerage Firms, including Deluxe Realty (located in Florida), David F. Fisher Land Co. (located in Mississippi), Miami Properties International (located in Florida), and Lucas Torroija LLC (Florida). As a consultant, he provides referrals and will be compensated. Not investment related. . Spends 1 hour per month, more hours depending on number of referrals, and conducted from branch location. Began doing referrals in September of 2017. 4) Manager of Germania Plantation, LLC. Entity established for purchase of raw land in Mississippi and renting out land. Not investment related. Sometimes conducted at Branch. Less than 1-hour spent per month on activity. Rep is contact. 5) Owner and Manager of Rearden Wealth Management, LLC. Entity created to receive payments associated with securities and advisory businesses, and pay Branch expenses. Not investment related. Conducted from Branch location. Hours spent per month are less than 1, potentially during trading hours. Not a public facing entity. Registered Rep is contact person. 6) Owner and Manager of Lux North Carolina, LLC. LLC established March, 2022 in North Carolina to purchase land for personal purposes only. Conducted from personal residence. Spends no more than 1-hour per month outside business hours. Not investment related. 7) Manuel is a Board Member for TAL Building Centers, overseeing the company's financial information and matters. Not investment related. Began June 1st, 2023. Spends 6 hours per month outside business hours. Address of company is 203 SE Park Plaza Drive, Suite 250, Vancouver, WA 98684. https://talbuildingcenters.com/ 8) Co-owner and member of Rearden Investments 2006, LLC. Entity created for personal investment in private markets. Investment-related and has authority over the entity's bank account. Conducted from personal residence. Approximately 2 hours spent per month, potentially during trading hours. Began February, 2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-11 |
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