Sean Michael Worthington

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 03/2018
  Wells Fargo Bank
  Thousand Oaks / Oxnard, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Ventura, CA
• 11/2016 → 03/2018
  Wells Fargo Clearing Services, Llc
  Ventura, CA
• 03/2018 → Present
  Charles Schwab Bank
  Oxnard, CA
• 03/2018 → Present
  Charles Schwab & Co., Inc.
  Oxnard, CA

Previous Registrations

• 2011-01-03 → 2018-03-05
  Wells Fargo Clearing Services, Llc
  Thousand Oaks, CA
  Ventura, CA
  San Luis Obispo, CA
  Thousand Oaks, CA
  Westlake Village, CA
  Oxnard, CA
• 2006-03-10 → 2011-01-03
  Wells Fargo Investments, Llc
  Oxnard, CA
  Thousand Oaks, CA
  Camarillo, CA
  Oxnard, CA
  Oxnard, CA
  Los Angeles, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2006-03-09

Other Names

• Sean Worthington
• Sean M. Worthington