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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-09-30
TX RA APPROVED 2013-08-02
DE RA APPROVED 2013-06-24
  • MD RA
    APPROVED
    Since 2016-09-30
  • TX RA
    APPROVED
    Since 2013-08-02
  • DE RA
    APPROVED
    Since 2013-06-24

Branch Locations

114 Bay St, Easton, MD 21601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover DE 03/2013 Present
Bank Of America, N.A. Dover DE 10/2013 Present
Other Businesses

I*123162 For profit or not for profit: Non-Profit Organization Name of outside business organization: Bay-Area Young Life Investment related: N Address of business: Centreville, Maryland 21617 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2019 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Each local area has a committee of adults who believes in the mission of Young Life: to introduce adolescents to Jesus Christ and to help them grow in their faith.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-22
  • S66 Uniform Combined State Law Examination
    2013-06-22

View on SEC IAPD

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