Best Investors Account Sign in
Inactive

Jay I-Chieh Liao

Mandala Wealth Management, LLC

San Diego, CA

CRD 5720612

Claim This Profile
Employer firm

Mandala Wealth Management, LLC CRD 282151

$21.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Mandala Wealth Management, Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-08
  • CA RA
    APPROVED
    Since 2016-01-08

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Portfolio Monkey San Francisco CA 01/2008 05/2017
Mandala Wealth Management, Llc San Diego CA 01/2016 Present
Previous Registrations
  • 2010-12-20 → 2016-01-13
    Morgan Stanley
    Menlo Park, CA
    San Francisco, CA
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-17
  • S66 Uniform Combined State Law Examination
    2010-12-17
Designations
  • Chartered Financial Analyst
Other Names
  • Jay I-Chieh Liao
  • Jay Liao

View on SEC IAPD

More in San Diego, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor