Bacilisa Erica Herrera

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 05/2018
  Assetmark Financial, Inc.
  Chicago, IL
• 05/2016 → 05/2018
  Assetmark Brokerage, Llc
  Chicago, IL
• 05/2018 → 01/2019
  School Association For Special Education In Dupage County (Sased
  Lisle, IL
• 07/2018 → 02/2019
  Designer Shoe Warehouse (Dsw)
  Bolingbrook, IL
• 01/2019 → Present
  Assetmark Financial Holdings, Inc.
  Chicago, IL
• 01/2019 → Present
  Assetmark Brokerage, Llc
  Chicago, IL

Previous Registrations

• 2016-07-12 → 2018-05-14
  Assetmark, Inc.
  Chicago, IL
  Concord, CA

Other Businesses

AssetMark Financial Holdings, Inc. (Parent Company) - In Concord, CA - Investment Related - Employment start date - 01/2019 - 160 hrs/ monthly, Sales Consultant Specialist Team Leader of AssetMark, Inc. - A registered Investment Adviser - In Concord, CA - Affiliate of AssetMark Brokerage, LLC. - Investment Related;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-12
• S63 Uniform Securities Agent State Law Examination
  2009-10-28

Other Names

• Lisa Herrera
• Bacilisa E Herrera