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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-30 |
| NJ | RA | APPROVED | 2016-06-27 |
Branch Locations
865 Bloomfield Ave., West Caldwell, NJ 07006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | West Caldwell | NJ | 06/2016 | Present |
Entity Name: Hobby/Sales Sports Cards Investment related: No Address: Wayne NJ 70470 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 02/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm into collection sports cards of value with my son. We would like to begin occasionally listing some on EBay. Currently, we aren't doing it for profit, but for the enjoyment of our hobby. Due to the sales nature of utilizing Ebay to sell, I felt it necessary to inform and request permission. Please don't hesitate to ask further questions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-29 |
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