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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Elkhorn | NE | 09/2009 | 05/2022 |
| Principal Securities Inc | Elkhorn | NE | 03/2016 | 05/2022 |
| The Prudential Insurance Company Of America | Omaha | NE | 05/2022 | Present |
| Pruco Securities Llc | Omaha | NE | 05/2022 | 11/2024 |
| Lpl Enterprise, Llc | Omaha | NE | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-30 |
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