Rick Anthony Baray

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-29
DC	RA	APPROVED	2024-12-10
VA	RA	APPROVED	2024-10-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	07/2018	03/2020
Schwab Private Client Investment Advisory, Inc.	Lone Tree	CO	07/2018	03/2020
Ie Business School	Madrid		08/2016	07/2018
Campbell Wealth Management, Inc.	Alexandria	VA	03/2020	11/2023
Madison Avenue Securities, Llc	Alexandria	VA	03/2020	11/2023
Massmutual Life Insurance Co	Mclean	VA	11/2023	10/2024
Mml Investors Services, Llc	Mclean	VA	11/2023	10/2024
Morgan Stanley	Mclean	VA	10/2024	Present

07/2018 → 03/2020

Charles Schwab & Co., Inc.

Lone Tree, CO
07/2018 → 03/2020

Schwab Private Client Investment Advisory, Inc.

Lone Tree, CO
08/2016 → 07/2018

Ie Business School

Madrid
03/2020 → 11/2023

Campbell Wealth Management, Inc.

Alexandria, VA
03/2020 → 11/2023

Madison Avenue Securities, Llc

Alexandria, VA
11/2023 → 10/2024

Massmutual Life Insurance Co

Mclean, VA
11/2023 → 10/2024

Mml Investors Services, Llc

Mclean, VA
10/2024 → Present

Morgan Stanley

Mclean, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-03-19
S63	Uniform Securities Agent State Law Examination	2009-10-23

Other Firms