Mark Daniel Miller

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 09/2009 → 10/2021
  Cri Securities, Llc
  St Paul, MN
• 09/2009 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 08/2009 → Present
  North Star Consultants, Inc
  Dallas, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Southlake, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-02-24 → 2023-08-10
  Securian Financial Services, Inc.
  Southlake, TX
  Southlake, TX
  Cincinnati, OH
  Austin, TX
  Miami, FL
  Southlake, TX
  St. Paul, MN
• 2010-02-24 → 2021-10-21
  Cri Securities, Llc
  Dallas, TX
  Miami, FL
  Southlake, TX

Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) STOP ALZHEIMER'S NOW POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: , Austin TX , United States DESCRIPTION: Volunteer 3) RESTORATION CHURCH POSITION: Advisory Board NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 1280 E Highland St, Southlake TX 76092, United States DESCRIPTION: ADVISORY BOARD: I SERVE AS A CHURCH ELDER. I HELP GUIDE AND LEAD THE CHURCH AND IT'S MEMBERS. I ALSO SERVE AS THE TREASURER ON THE ELDER BOARD. I PROVIDE CHECKS AND BALANCES AND FINANCIAL GUIDANCE TO THE FINANCE MANAGER OF THE CHURCH; 4) NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: OCHO WORLDWIDE LLC; INVESTMENT RELATED: NO; ADDRESS: 15 BRADY ISLAND LANE MADISONVILLE, LA 70447; NATURE OF BUSINESS: REAL ESTATE; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVESTOR, MANAGER, REAL ESTATE DEVELOPER;

Exams

• S66 Uniform Combined State Law Examination
  2009-10-29

Designations

• Chartered Financial Consultant

Other Names

• Mark D Miller