David Joseph Zastawny

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2010-02-04

OH RA
APPROVED

Since 2010-02-04

Branch Locations

Navarre, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Navarre	OH	10/2009	Present
Thrivent Financial For Lutherans	Appleton	WI	11/2009	Present

10/2009 → Present

Thrivent Investment Management Inc

Navarre, OH
11/2009 → Present

Thrivent Financial For Lutherans

Appleton, WI

Other Businesses

OWN DUPLEX WITH SPOUSE, CANTON, OHIO, START DATE: SUMMER 1986, APPROXIMATELY 1 HOUR PER MONTH DEVOTED, NONE DURING SECURITIES TRADING HOURS, DUTIES: COLLECT RENT, MAIL IN PAYMENTS, ARRANGE REPAIRS/MAINTENANCE AS NEEDED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-02-02
S63	Uniform Securities Agent State Law Examination	2009-11-16

S66 Uniform Combined State Law Examination

2010-02-02
S63 Uniform Securities Agent State Law Examination

2009-11-16

View on SEC IAPD