Sherri Lynn Panttaja

Nationwide Investment Advisors, LLC

CRD 5719273

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-12-04
CA	RA	APPROVED	2018-08-14

OH RA
APPROVED

Since 2024-12-04
CA RA
APPROVED

Since 2018-08-14

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Company	Springfield	MA	02/2014	05/2018
Mml Distributors, Llc	Springfield	MA	05/2014	05/2018
Nationwide Investment Services Corp	Columbus	OH	05/2018	Present

02/2014 → 05/2018

Massachusetts Mutual Life Insurance Company

Springfield, MA
05/2014 → 05/2018

Mml Distributors, Llc

Springfield, MA
05/2018 → Present

Nationwide Investment Services Corp

Columbus, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-08-13
S63	Uniform Securities Agent State Law Examination	2009-11-02

S65 Uniform Investment Adviser Law Examination

2018-08-13
S63 Uniform Securities Agent State Law Examination

2009-11-02

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Sherri Lynn Bratton

View on SEC IAPD

More in Columbus, OH

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