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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-11
PA RA APPROVED 2019-06-07
  • TX RA
    APPROVED
    Since 2020-02-11
  • PA RA
    APPROVED
    Since 2019-06-07

Branch Locations

985 Berkshire Blvd, Wyomissing, PA 19610 • United States

Wyomissing, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wyomissing PA 01/2019 Present
Bayshore Ford New Castle DE 10/2016 01/2019
Other Businesses

Grasberg Motors, LLC - The business is not investment-related. Located in Wyomissing, PA 19610. The LLC was created for a used vehicle dealership to buy and sell used vehicles but it is not currently operational. Owner of the LLC. The LLC was filed on May 11, 2018. I planned on spending about 30 hrs. per month with the LLC. I did not plan on spending any hrs. with the other business during securities trading hours. My duties with the other business would be to buy & sell vehicles. I*1152297 For profit or not for profit: For-Profit Organization Name of outside business organization: Void Soap, LLC Investment related: No Address of business: Reading, Pennsylvania 19610 Nature of business: LLC Position, title, association: Owner Start date of relationship: 1/28/2023 Number of hours devoted: 2 hours Weekly Number of hours devoted during trading hours: 0 Duties: The business is to manufacture and sell different kinds of soaps. As part owner, I'm going to help with the manufacturing, selling, and shipping of soap. I*: 2440264 Entity Type: For Profit Name of OBA: Utility Auto Sales Address: Bernville, PA 19506 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 05/05/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Buying and selling used automobiles.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-06
  • S66 Uniform Combined State Law Examination
    2019-06-06
Other Names
  • James Emerick Geosits
  • James Geosits

View on SEC IAPD

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