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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Tempe | AZ | 08/2007 | 12/2018 |
| Massmutual | Springfield | MA | 01/2019 | Present |
| Mml Investors Services, Llc | Phoenix | AZ | 02/2019 | Present |
1) NAME: Rental Property INV REL: Y ADD: 525 N Miller Rd, #145, Scottsdale AZ 85249 NATURE: Rental Property POSITION: Property owner START DATE: 11/01/2021 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Rent the property to those interested in staying there 2) NAME: McCaffrey Advantage LLC INV REL: Y ADD: Residential Address NATURE: Personal purchase and sale of real estate POSITION: Member START DATE: 03/15/20233 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Assist my wife with transactional details and renovations on purchases and sales of real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-17 |
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