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Elisa Granof Schwartz

Raymond James & Associates, Inc.

Palm Desert, CA

Beverly Hills, CA

CRD 5718792

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-22
  • CA RA
    APPROVED
    Since 2026-01-22

Branch Locations

44651 Village Court, Suite 125, Palm Desert, CA 92260 • United States

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elisa Schwartz La Quinta CA 09/2009 Present
  • 09/2009 → Present
    Elisa Schwartz
    La Quinta, CA
Previous Registrations
  • 2009-11-18 → 2012-03-20
    Schwartz, Elisa Granof
    La Quinta, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-12
  • S65 Uniform Investment Adviser Law Examination
    2009-10-12
Other Names
  • Elisa Rachel Granof
  • Elisa Rachel Kaufman
  • Elisa Grand Schwartz

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THE WEALTH CONSULTING GROUP

Nearby Investors

MICHAEL J GOODMAN
GREGORY C HILL
NEAL BRIAN WILSON

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA

More in Palm Desert, CA

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