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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
W232 N6160 Waukesha Avenue, Sussex, WI 53089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Sussex | WI | 01/2012 | Present |
| Pruco Securities, Llc. | Sussex | WI | 01/2012 | 11/2024 |
| Lpl Enterprise, Llc | Wauwatosa | WI | 11/2024 | Present |
1) 12/02/2025-Prudential Sponsored Non-Variable Insurance-Agent-Non-Variable Insurance/Insurance Agency-Inv related-At Sussex, WI-80hrs/mth-80hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-01 |
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