Best Investors Account Sign in

Michael Thomas Loy

Charles Schwab & Co., Inc.

Omaha, NE

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-02-04
  • NE RA
    APPROVED
    Since 2022-02-04

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Americold Logistics Massillon OH 03/2005 06/2017
Reinhart Food Service Omaha NE 06/2017 09/2017
Td Ameritrade, Inc. Omaha NE 09/2017 05/2024
Charles Schwab & Co., Inc. Omaha NE 01/2022 Present
Td Ameritrade Investment Management, Llc Omaha NE 11/2018 09/2023
Charles Schwab Bank, Ssb Omaha NE 07/2022 Present
  • 03/2005 → 06/2017
    Americold Logistics
    Massillon, OH
  • 06/2017 → 09/2017
    Reinhart Food Service
    Omaha, NE
  • 09/2017 → 05/2024
    Td Ameritrade, Inc.
    Omaha, NE
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 11/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Omaha, NE
Previous Registrations
  • 2018-12-03 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
  • 2018-11-21 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2009-09-30 → 2010-12-31
    Helios Investments Inc
    Cabtib, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2017-11-03
S65 Uniform Investment Adviser Law Examination 2009-09-15
  • S66 Uniform Combined State Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2017-11-03
  • S65 Uniform Investment Adviser Law Examination
    2009-09-15

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
PFS INVESTMENTS INC.
HILEY HUNT WEALTH MANAGEMENT, INC.
INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK
MARK ALLEN LUDWIG
Nathaniel Phillip Beam
ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
Bradley Thomas Kenyon
PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor