Anthony Patrick Allen

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2012-10-01 → 2013-09-06
  J.P. Morgan Securities Llc
  Washougal, WA
  Vancouver, WA
• 2012-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Vancouver, WA
  Washougal, WA

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2012-04-30
• S63 Uniform Securities Agent State Law Examination
  2009-10-19

Designations

• Certified Financial Planner

Other Names

• Anthony P Allen