Michael David Shea

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Shea Financial Services
  Strongsville, OH
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Strongsville, OH
• 11/2018 → Present
  Osaic Wealth, Inc.
  Strongsville, OH

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Strongsville, OH
  Cuyahoga Falls, OH
  Huntington Beach, CA
• 2015-10-28 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cuyahoga Falls, OH
  Strongsville, OH
• 2011-06-22 → 2015-06-05
  Mercer Global Advisors Inc.
  Columbus, OH
• 2009-11-05 → 2011-02-24
  Mml Investors Services, Llc
  Brecksville, OH
  Cleveland, OH
  Cleveland, OH

Other Businesses

1. SHEA FINANCIAL SERVICES, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2019 ADDRESS: 13477 Prospect Road, Suite 101 B, Strongsville OH 44149, United States DESCRIPTION: Provide financial planning and investment advice to clients. Manage the operations of Shea Financial Services, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-30
• S65 Uniform Investment Adviser Law Examination
  2011-08-08
• S63 Uniform Securities Agent State Law Examination
  2010-03-01

Designations

• Certified Financial Planner

Other Names

• Michael Shea