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Humberto Alday

Edward Jones

Tucson, AZ

Tucson, AZ

CRD 5717300

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
AZ RA APPROVED 2019-03-06
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • AZ RA
    APPROVED
    Since 2019-03-06

Branch Locations

Tucson, AZ • United States

335 N Wilmot Rd Ste 551, Tucson, AZ 85711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secure Investment Management Tucson AZ 03/2014 10/2018
J.D. Mellberg Financial Tucson AZ 06/2011 10/2018
Edward Jones St Louis MO 11/2018 Present
  • 03/2014 → 10/2018
    Secure Investment Management
    Tucson, AZ
  • 06/2011 → 10/2018
    J.D. Mellberg Financial
    Tucson, AZ
  • 11/2018 → Present
    St Louis, MO
Other Businesses

"RV Rental Type: RV Rental Date: 01/01/23 Title: Owner Trad Hrs: 0 Tot Hrs: 0 Desc: I anticipate the camper will get rented 3-4 times a year. RV pickups and drop offs are normally done in the evening and weekends after the close of business. City-State: Tucson AZ" "RV Rental Tucson, AZ Start date: 1/1/2023 Owner Hours per week: 1 Hours during trading: 1"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-08
S63 Uniform Securities Agent State Law Examination 2009-11-05
  • S66 Uniform Combined State Law Examination
    2019-02-08
  • S63 Uniform Securities Agent State Law Examination
    2009-11-05
Other Names
  • Bert Alday
  • Humberto Fimbres Alday

View on SEC IAPD

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