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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-08-02 |
| MD | RA | APPROVED | 2021-01-21 |
| DC | RA | APPROVED | 2014-05-02 |
| TX | RA | APPROVED | 2014-04-17 |
Branch Locations
1800 K St Nw, Washington, DC 20006 • United States
Guilford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 04/2014 | Present |
| Bank Of America, N.A. | Washington | DC | 05/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-03 |
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