Best Investors
Account
Sign in
1920 Broadway Street, Paducah, KY 42001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Paducah | KY | 07/2013 | Present |
| Keystone Financial Group, Llc | Paducah | KY | 08/2016 | 12/2023 |
| Jennings & Associates Financial Advisors, Llc | Paducah | KY | 12/2023 | Present |
1) 07/16/2013 - JENNINGS & ASSOCIATES FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2) 11/29/2019 - No business name - Not investment related - 1160 Lovelaceville Florence Station Rd Paducah KY 42001 and online - MLM - start date:11/18/2019 - 5 hrs/mo - 0 hrs during trading. 3) 4/24/2020 - The Vue Magazine - Not Investment Related - At Reported Business Location(s) - 120 Bleich Rd, Paducah KY 42003 - Other-Writer - Start Date: 05/01/2020 - 3 Hours Per Month During Securities Trading - Writing a monthly column in a local magazine. 4) 4/24/2020 - No Business Name - Not Investment Related - 115 Lebanon Church Rd, Paducah KY 42003 - Outside/W-2 Employment - Start Date: 05/01/2020 - Fitness Instructor - 12 Hours Per Month/0 Hours During Securities Trading - Fitness Coaching. 5) 3/29/2023 - Keys with Kristin LLC - Not Investment Related - Home Based - Other-Life Coach - CEO - Start Date - 01/02/2023 - 10 Hours Per Month/0 Hours During Securities Trading 6) 02/14/2024 - Jennings and Associates Financial Advisors LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2023 - 40 Hrs/mo During Trading - I provide investment advisory services through Jennings and Associates Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-01 |
Reach out to this advisor