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Current Employers
Jennings & Associates Financial Advisors, Llc

1920 Broadway Street, Paducah, KY 42001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-12-01
  • KY RA
    APPROVED
    Since 2023-12-01

Branch Locations

1920 Broadway Street, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Paducah KY 07/2013 Present
Keystone Financial Group, Llc Paducah KY 08/2016 12/2023
Jennings & Associates Financial Advisors, Llc Paducah KY 12/2023 Present
Previous Registrations
Other Businesses

1) 07/16/2013 - JENNINGS & ASSOCIATES FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2) 11/29/2019 - No business name - Not investment related - 1160 Lovelaceville Florence Station Rd Paducah KY 42001 and online - MLM - start date:11/18/2019 - 5 hrs/mo - 0 hrs during trading. 3) 4/24/2020 - The Vue Magazine - Not Investment Related - At Reported Business Location(s) - 120 Bleich Rd, Paducah KY 42003 - Other-Writer - Start Date: 05/01/2020 - 3 Hours Per Month During Securities Trading - Writing a monthly column in a local magazine. 4) 4/24/2020 - No Business Name - Not Investment Related - 115 Lebanon Church Rd, Paducah KY 42003 - Outside/W-2 Employment - Start Date: 05/01/2020 - Fitness Instructor - 12 Hours Per Month/0 Hours During Securities Trading - Fitness Coaching. 5) 3/29/2023 - Keys with Kristin LLC - Not Investment Related - Home Based - Other-Life Coach - CEO - Start Date - 01/02/2023 - 10 Hours Per Month/0 Hours During Securities Trading 6) 02/14/2024 - Jennings and Associates Financial Advisors LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2023 - 40 Hrs/mo During Trading - I provide investment advisory services through Jennings and Associates Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-02
S63 Uniform Securities Agent State Law Examination 2011-06-01
  • S65 Uniform Investment Adviser Law Examination
    2016-11-02
  • S63 Uniform Securities Agent State Law Examination
    2011-06-01
Other Names
  • Kristin Renea Roberts

View on SEC IAPD

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