Jay Douglas Haberkorn

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-26
WI	RA	APPROVED	2024-07-12

TX RA
APPROVED_RES

Since 2026-01-26
WI RA
APPROVED

Since 2024-07-12

Branch Locations

Verona, WI • United States

6405 Century Ave., Ste. 203, Middleton, WI 53562-2200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	01/2006	06/2020
Equitable Advisors, Llc	New York	NY	01/2006	07/2024
Ameriprise Financial Services, Llc	Middleton	WI	07/2024	Present

01/2006 → 06/2020

Axa Advisors, Llc

New York, NY
01/2006 → 07/2024

Equitable Advisors, Llc

New York, NY
07/2024 → Present

Ameriprise Financial Services, Llc

Middleton, WI

Previous Registrations

2006-06-06 → 2024-07-15

Equitable Advisors, Llc

Milwaukee, WI

Middleton, WI

Other Businesses

Business Ownership; Haberkorn Rudnitzky Haus, LLC; Co-owner; My wife and I own the property jointly and us it as our vacation home. My son currently lives there and pays rent to us.; 13906 Proctor Ave., , La Puente, CA, 91746; Not Investment-Related; 12/18/2023; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-05

S66 Uniform Combined State Law Examination

2006-06-05

Other Names

Jay D Haberkorn
Jay Haberkorn

View on SEC IAPD