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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Boca Raton | FL | 09/2014 | 01/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Boca Raton | FL | 09/2014 | 01/2019 |
| Pnc Investments, Llc | Coral Springs | FL | 10/2020 | 02/2021 |
| Unemployed | Boca Raton | FL | 01/2019 | 10/2020 |
| Fidelity Brokerage Services, Llc | Boca Raton | FL | 02/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-02 |
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