David Roduit

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-07-07
NJ	RA	APPROVED	2025-09-16
UT	RA	APPROVED	2025-09-16

NC RA
APPROVED

Since 2026-07-07
NJ RA
APPROVED

Since 2025-09-16
UT RA
APPROVED

Since 2025-09-16

Branch Locations

Salt Lake City, UT • United States

Summit, NJ • United States

Leland, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Quasar Distributors, Llc	Bridgewater	NJ	04/2021	07/2022
Harding Loevner Funds, Inc.	Bridgewater	NJ	08/2017	07/2023
Unemployed	Bridgewater	NJ	10/2016	07/2017
Headwaters Bd Llc	Newport Beach	CA	03/2016	09/2016
Cetera Financial Specialists Llc	Schaumburg	IL	05/2025	Present
Career Break	Summit	NJ	07/2023	04/2025
Fortis Bank	Denver	CO	07/2024	08/2024
Fifth And Forbes Financial	Salt Lake City	UT	05/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

04/2021 → 07/2022

Quasar Distributors, Llc

Bridgewater, NJ
08/2017 → 07/2023

Harding Loevner Funds, Inc.

Bridgewater, NJ
10/2016 → 07/2017

Unemployed

Bridgewater, NJ
03/2016 → 09/2016

Headwaters Bd Llc

Newport Beach, CA
05/2025 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
07/2023 → 04/2025

Career Break

Summit, NJ
07/2024 → 08/2024

Fortis Bank

Denver, CO
05/2025 → Present

Fifth And Forbes Financial

Salt Lake City, UT
09/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1) FIFTH AND FORBES FINANCIAL; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR WEALTH MANAGEMENT/INVESTMENTS; FINANCIAL PROFESSIONAL; SINCE 04/2025; 160 HRS/MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-17
S63	Uniform Securities Agent State Law Examination	2021-07-06

S66 Uniform Combined State Law Examination

2025-06-17
S63 Uniform Securities Agent State Law Examination

2021-07-06

View on SEC IAPD