Alex Christopher Vassey

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2012-03-30

SC RA
APPROVED

Since 2012-03-30

Branch Locations

865 Old Clemson Hwy, Seneca, SC 29672 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	01/2011	Present
Vassey Financial Planning And Investments	Seneca	SC	01/2016	Present

01/2011 → Present

Commonwealth Financial Network

Waltham, MA
01/2016 → Present

Vassey Financial Planning And Investments

Seneca, SC

Other Businesses

1. Fixed insurance sales under name Vassey Financial Planning and investments, as insurance agent, conducted at branch, investment related. 2. ACV, LLC doing business as Vassey Financial Planning and investments, president and owner of private entity created as operating company for securities, investment advisory and insurance business, conducted at branch, investment related. 3. Notary public, conducted at branch, not investment related. 4. Co-owner, LPFR Property LLC; an entity created for the purpose of owning & managing real estate at 110 E North 1st Street Seneca, SC 29678, as of 3/01/2026; 10% time spent during business hours; Conducted at branch; Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-19

S66 Uniform Combined State Law Examination

2009-10-19