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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-27 |
| MI | RA | APPROVED | 2024-10-03 |
| SC | RA | APPROVED | 2024-10-03 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Saginaw | MI | 09/2009 | 08/2020 |
| The Prudential Insurance Company Of America | Saginaw | MI | 09/2009 | 08/2020 |
| Pruco Securities, Llc. | Saginaw | MI | 08/2020 | 09/2024 |
| Prudential Insurance Company Of America | Saginaw | MI | 08/2020 | 09/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
1) 12/07/2023-Young Living Business-Direct Sales-Not Inv Related-At Saginaw, MI- Start date 05/30/2018-1hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-03 |
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