Tammy Kerner

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-05-30
NJ	RA	APPROVED	2017-03-25

CT RA
APPROVED

Since 2024-05-30
NJ RA
APPROVED

Since 2017-03-25

Branch Locations

61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Paramus	NJ	08/2015	03/2017
Mml Investors Services, Llc	Paramus	NJ	03/2017	Present
Massmutual Life Insurance Co	Paramus	NJ	03/2017	Present

08/2015 → 03/2017

Metlife Securities Inc

Paramus, NJ
03/2017 → Present

Mml Investors Services, Llc

Paramus, NJ
03/2017 → Present

Massmutual Life Insurance Co

Paramus, NJ

Previous Registrations

2016-04-27 → 2017-03-25

Msi Financial Services, Inc.

Paramus, NJ

Other Businesses

NAME: TAMMY KERNER INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 02/15/2025 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-24
S63	Uniform Securities Agent State Law Examination	2009-12-21

S66 Uniform Combined State Law Examination

2016-03-24
S63 Uniform Securities Agent State Law Examination

2009-12-21

Other Names

Tammy Grossman
Tammy Schuster
Tammy Tillis

View on SEC IAPD