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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2022-01-03 |
Branch Locations
8050 Sw Pfaffle Street Ste. 100, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 12/2021 |
| Fairway Independent Mortgage Company | West Linn | OR | 04/2014 | 12/2019 |
| Cascadia Advisory Services, Llc | Portland | OR | 12/2017 | 12/2021 |
| Cascadia Wealth Management | Portland | OR | 01/2013 | 12/2021 |
| Mariner Wealth Advisors | Portland | OR | 12/2021 | Present |
| Msec, Llc | Portland | OR | 12/2021 | 09/2023 |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/19/2012 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES 2. NAME OF OTHER BUSINESS: BARN WORKS, INC INVESTMENT RELATED: NO ADDRESS: 22500 S GRAPEVINE RD, WEST LINN, OR 97068 NATURE OF BUSINESS: SMALL DIGITAL PRINT SHOP START DATE: 06/2010 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-27 |
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