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Andrew Seth Oretsky

Cetera Investment Advisers LLC

Houston, TX

Houston, TX

CRD 5716368

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States

5341 Mcculloch Circle, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 08/2011 08/2023
Securian Financial Services Inc St Paul MN 08/2011 08/2023
Img Financial Group Houston TX 08/2011 Present
Cetera Wealth Services, Llc Houston TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 08/2011 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 08/2011 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2011 → Present
    Img Financial Group
    Houston, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Houston, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-10-12 → 2023-08-10
    Securian Financial Services, Inc.
    Houston, TX
    St. Paul, MN
Other Businesses

1. ARDENT SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: , Sugarland TX , United States DESCRIPTION: Agent/Broker 2. IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 3. IMG MEDICAL GROUP POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-07
S63 Uniform Securities Agent State Law Examination 2009-10-23
  • S65 Uniform Investment Adviser Law Examination
    2011-10-07
  • S63 Uniform Securities Agent State Law Examination
    2009-10-23
Other Names
  • Andy Oretsky

View on SEC IAPD

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