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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-28
GA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2023-07-28
  • GA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Atlanta GA 10/2009 03/2017
Massachusetts Mutual Life Insurance Company Peachtree Corners GA 07/2016 Present
Mml Investors Services, Llc Peachtree Corners GA 03/2017 Present
  • 10/2009 → 03/2017
    Metlife Securities, Inc.
    Atlanta, GA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Peachtree Corners, GA
  • 03/2017 → Present
    Peachtree Corners, GA
Previous Registrations
  • 2015-03-25 → 2017-03-25
    Msi Financial Services, Inc.
    Atlanta, GA
Other Businesses

(1) Independent Insurance Agent - from residential address - Life/Accident/health 4 security hours and 0 non security hours since 03/2013 (2) Independent Insurance Agent from residence selling Dental and Group Disability Income, Disability, Vision 4 sec hrs per week since 01/2017 (3) NAME: MANOHAR KASETTY INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: CONSULTING, COACHING, AND GOAL SETTING SERVICES FOR BUSINESS OWNERS POSITION: OWNER START DATE: 9/15/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5 DUTIES: HELP BUSINESS OWNERS TO DEVELOP AND IMPLEMENT STRATEGIES TO INCREASE THEIR BUSINESS VALUE TO EITHER GROW OR EXIT. BUSINESS DEVELOPMENT AND REFERRAL PARTNER. (4) NAME: ARTHENAA, LLC, INV REL: Y, ADD: 8735 DUNWOODY PLACE, SUITE R, ATLANTA, GA 30350, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 04/01/2026, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-06
S63 Uniform Securities Agent State Law Examination 2012-11-09
  • S65 Uniform Investment Adviser Law Examination
    2014-02-06
  • S63 Uniform Securities Agent State Law Examination
    2012-11-09

View on SEC IAPD

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