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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-21
NJ RA APPROVED 2018-01-18
  • CT RA
    APPROVED
    Since 2024-06-21
  • NJ RA
    APPROVED
    Since 2018-01-18

Branch Locations

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Westport, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Segal Rogerscasey Darien CT 02/2012 02/2017
Ubs Financial Services, Inc. Weehawken NJ 10/2017 Present
Not Employed Westport CT 02/2017 10/2017
  • 02/2012 → 02/2017
    Segal Rogerscasey
    Darien, CT
  • 10/2017 → Present
    Weehawken, NJ
  • 02/2017 → 10/2017
    Not Employed
    Westport, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-12
  • S63 Uniform Securities Agent State Law Examination
    2018-01-12
Designations
Other Names
  • Greg Garland Moore

View on SEC IAPD

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