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Current Employers
Roffman Miller Associates Inc

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-02-07
PA RA APPROVED 2024-02-07
  • DE RA
    APPROVED
    Since 2024-02-07
  • PA RA
    APPROVED
    Since 2024-02-07

Branch Locations

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Wealth Management,Inc. Wilmington DE 09/2013 01/2018
Coastal Equities, Inc. Wilmington DE 10/2013 11/2017
Mercap Securities, Llc Paoli PA 11/2017 12/2019
Affinity Wealth Management, Llc Wilmington DE 02/2018 10/2023
Delaware State University Dover DE 01/2017 12/2019
Bryn Mawr Capital Management, Llc Rehobeth DE 12/2023 01/2024
Roffman Miller Associates, Inc. Philadelphia PA 02/2024 Present
  • 09/2013 → 01/2018
    Affinity Wealth Management,Inc.
    Wilmington, DE
  • 10/2013 → 11/2017
    Coastal Equities, Inc.
    Wilmington, DE
  • 11/2017 → 12/2019
    Mercap Securities, Llc
    Paoli, PA
  • 02/2018 → 10/2023
    Wilmington, DE
  • 01/2017 → 12/2019
    Delaware State University
    Dover, DE
  • 12/2023 → 01/2024
    Bryn Mawr Capital Management, Llc
    Rehobeth, DE
  • 02/2024 → Present
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-12-01
  • S63 Uniform Securities Agent State Law Examination
    2009-12-01
Designations
Other Names
  • Peter Gaertner
  • Peter Friedrich Gaertner

View on SEC IAPD

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