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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-07-07
TX RA APPROVED 2023-07-07
  • IN RA
    APPROVED
    Since 2023-07-07
  • TX RA
    APPROVED
    Since 2023-07-07

Branch Locations

3925 E. Hagan Street Suite 104, Bloomington, IN 47401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Bloomington IN 09/2009 07/2023
Pendill Wealth Management Bloomington IN 07/2023 Present
Raymond James Financial Services, Inc. Bloomington IN 07/2023 Present
Raymond James Financial Services Advisors, Inc. Bloomington IN 07/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Pendill Wealth Management Address: 3925 E Hagan St Ste 204, Bloomington, IN, 47401-8649, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/07/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Office manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-22
  • S66 Uniform Combined State Law Examination
    2021-10-22
Other Names
  • Karen M Stone
  • Karen M Brooks

View on SEC IAPD

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