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Paul Gregory Souppa

Ascensus Investment Advisors, LLC

Needham, MA

CRD 5715476

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Employer firm

Ascensus Investment Advisors, LLC CRD 120632

$13.0B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • PORTFOLIO MGMT/OVERSIGHT INCL REVIEW OF ALLOCATIONS & SELECTION OF UNDERLYING SECURITIES FOR QUAL TUITION 529/529A & SFRP PLANS

From the firm’s Form ADV. Read the guides:

Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-01-04
  • MA RA
    APPROVED
    Since 2022-01-04

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Braintree MA 09/2014 12/2016
Voya Financial Partners Braintree MA 09/2014 12/2016
Ascensus Broker Dealer Services, Inc. Newton MA 01/2017 07/2018
Ascensus Broker Dealer Services, Llc Newton MA 07/2018 Present
  • 09/2014 → 12/2016
    Voya Financial
    Braintree, MA
  • 09/2014 → 12/2016
    Voya Financial Partners
    Braintree, MA
  • 01/2017 → 07/2018
    Ascensus Broker Dealer Services, Inc.
    Newton, MA
  • 07/2018 → Present
    Ascensus Broker Dealer Services, Llc
    Newton, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-12
  • S65 Uniform Investment Adviser Law Examination
    2021-11-12
Designations
  • Chartered Financial Consultant
Other Names
  • Paul Gregory Souppa
  • Paul Souppa

View on SEC IAPD

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