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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED_RES | 2025-01-14 |
Branch Locations
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 11/2013 | 06/2017 |
| Tower Square Investment Management Llc | El Segundo | CA | 11/2015 | 06/2017 |
| Girard Securities, Inc. | San Diego | CA | 01/2016 | 11/2017 |
| Vsr Financial Services, Inc. | Overland Park | KS | 01/2016 | 12/2016 |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2016 | 06/2017 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 11/2013 | 06/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2017 | 12/2021 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 05/2017 | 06/2017 |
| Cetera Advisors Llc | Denver | CO | 05/2018 | 12/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2018 | 12/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2017 | 12/2021 |
| First Allied Advisory Services, Inc. | San Diego | CA | 06/2017 | 11/2020 |
| First Allied Securities, Inc. | San Diego | CA | 06/2017 | 12/2021 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 06/2017 | 12/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | 12/2021 |
| Prime Trust | Las Vegas | NV | 12/2021 | 10/2022 |
| Independent Financial Group, Llc | San Diego | CA | 11/2022 | 11/2024 |
| Rkd3 Llc | San Marcos | CA | 11/2023 | 12/2024 |
| Lpl Financial Llc | Temecula | CA | 12/2024 | Present |
| Stratos Wealth Partners, Ltd | Temecula | CA | 12/2024 | Present |
1) 11/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2) 12/2024 - QFG ENTERPRISES / Business Entity For Tax/Investment Purposes Only / No inv related / San Marcos CA 92078 / Start date 03/01/2019 1 Hrs per month - 1% Time Spent2 3) 12/2024 - HOWTOPREVENTRATSFROMEATINGCARWIRES.COM / Other / non inv related / San Marco CA 92078 Start date 01/24/2017 - 1 hrs per month - 1 % Time Spent 4) 12/2024 - LET'S GET THEM RATS / Author / non inv related / San Marcos CA 92078 / Start date 04/01/2018 - 1 hrs per month - 1% Time Spent 5) 12/18/2024 - STRATOS WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 6) 01/15/2025 - Stratos Wealth Partners, LTD - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/06/2025 - 160 Hrs/Mth - 40 Hrs During Trading. I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 01/08/2025 - STRATOS WEALTH PARTNERS - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/06/2025 - 160 Hrs/Mth - 40 Hrs During Trading. 8) 04/24/2025 - DeepThink Labs - Not Investment Related - Other - Technology Services - Non-investment related - At Reported Business Location(s) - Start Date:04/08/2025 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-03 |
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