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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-24 |
Branch Locations
3945 Market St, Wilmington, NC 28403 • United States
345 California Street Suite 600, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2016 | 06/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2016 | 06/2025 |
| Aurora Securities, Inc. | Wilmington | NC | 08/2025 | Present |
| Farther | Wilmington | NC | 03/2026 | Present |
1. Residential Real Estate Rentals, 603 John S Mosby Dr, Wilmington, NC 28412, NC, Residential Real Estate Rentals, 100 owner, Start Date 8/1/2025. 5 HR/WK outside of office - 5 HR/WK/TRADING. 2. Independent Insurance Agent; not investment-related; started 03/2004; approximately 7 hours per month, 2 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-21 |
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