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Nicholas Charles Alvanos

Morgan Stanley

Springfield, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-21
TX RA APPROVED 2025-03-21
  • CT RA
    APPROVED
    Since 2025-03-21
  • TX RA
    APPROVED
    Since 2025-03-21

Branch Locations

1500 Main Street 19Th Floor, Springfield, MA 01115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Feeding Hills MA 09/2014 03/2020
Ameriprise Financial Services, Llc Feeding Hills MA 03/2020 03/2025
Morgan Stanley Smith Barney Llc Springfield MA 03/2025 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2025 Present
  • 09/2014 → 03/2020
    Ameriprise Financial Services, Inc.
    Feeding Hills, MA
  • 03/2020 → 03/2025
    Ameriprise Financial Services, Llc
    Feeding Hills, MA
  • 03/2025 → Present
    Morgan Stanley Smith Barney Llc
    Springfield, MA
  • 06/2025 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-14
S63 Uniform Securities Agent State Law Examination 2011-11-14
  • S66 Uniform Combined State Law Examination
    2020-02-14
  • S63 Uniform Securities Agent State Law Examination
    2011-11-14
Other Names
  • Nick Alvanos

View on SEC IAPD

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Other Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SPRINGFIELD, MA

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