Benjamin Duggan

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 10/2016
  Metlife
  Greenwood Village, CO
• 12/2016 → 06/2019
  Key Investment Services Llc
  Buffalo, NY
• 11/2016 → 11/2017
  Keybank
  Cheekotwaga, NY
• 11/2017 → 06/2019
  Key Bank
  Cheekotwaga, NY
• 06/2019 → 06/2021
  Key Investment Services Llc
  Cheektowaga, NY
• 06/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 06/2021 → 04/2023
  Berkley Capital Management
  Buffalo, NY
• 02/2023 → 04/2024
  Huddlup Inc.
  Honolulu, HI
• 07/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2021-03-26 → 2021-06-02
  Key Investment Services Llc
  Cheektowaga, NY
  Cheektowaga, NY
  Cheektowaga, NY
  Buffalo, NY
  Depew, NY
• 2014-03-03 → 2014-10-10
  Hazard & Siegel Advisory Services Llc
  Cheektowaga, NY
  Dewitt, NY
• 2010-06-30 → 2011-03-10
  Wall Street Financial Group, Inc.
  Hamburg, NY
  Victor, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-05-28
• S63 Uniform Securities Agent State Law Examination
  2016-12-19

Other Names

• Ben Duggan
• Benjamin Dexter Duggan