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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED | 2026-01-14 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2009 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 03/2018 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 12/2018 | 12/2019 |
| Bank Of America, N.A. | Phoenix | AZ | 12/2018 | 12/2019 |
| Fisher Investments | Flagstaff | AZ | 12/2019 | Present |
the name of the other business; Barr Ranch Farms, LLC whether the business is investment-related; Not investment related the address of the other business; Nevada City, CA the nature of the other business; Farming your position; Investor/Partner title, or relationship with the other business; Investor/Partner the start date of your relationship; 11/30/2025 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Silent investor, I am not involved in any of the functions. Just a small Farm start up with old family friends. They needed an investor to provide capital, that is all I am doing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-06 |
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