John Thomas Hill

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2015-12-15

KY RA
APPROVED

Since 2015-12-15

Branch Locations

Georgetown, KY • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Georgetown	KY	10/2015	Present
Principal Securities, Inc.	Georgetown	KY	03/2016	Present

10/2015 → Present

Principal Life Insurance Company

Georgetown, KY
03/2016 → Present

Principal Securities, Inc.

Georgetown, KY

Previous Registrations

2012-01-23 → 2015-10-27

Msi Financial Services, Inc.

Louisville, KY

Dublin, OH
2009-11-10 → 2011-10-27

Edward Jones

St Louis, MO

Georgetown, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-06

S66 Uniform Combined State Law Examination

2009-11-06

Other Names

John Hill
John Thomas Hill
John Thomas Hill

View on SEC IAPD